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Net capital rule
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#	Item
721	1-69 4<0E2A><0E35>_NR.indd Add to Reading List Source URL: www.kasikornbank.com Language: English - Date: 2013-09-12 14:26:00 Balance sheet Banks Economy of New York City Net capital rule Kasikornbank Finance Citigroup
722	GGD[removed]Risk-Based Capital: Regulatory and Industry Approaches to Capital and Risk Add to Reading List Source URL: www.gao.gov Language: English - Date: 2007-08-28 08:41:21 Financial services Net capital rule United States housing bubble Credit rating agency U.S. Securities and Exchange Commission Short Commodity Futures Modernization Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Financial regulation
723	Securities7-09-04 Add to Reading List Source URL: www.wilmerhale.com Language: English - Date: 2004-07-14 14:48:40 United States housing bubble Net capital rule Financial services Financial markets Bank regulation Capital requirement Broker-dealer Basel II UBS Financial economics Investment Finance
724	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-10 15:52:41 Business United States housing bubble Financial regulation United States securities law Net capital rule Broker-dealer Short Mark-to-market accounting Securities market Finance Financial markets Financial economics
725	Opinion of the Commission: CMG Institutional Trading, LLC and Shawn D. Baldwin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-30 14:00:53 Financial Industry Regulatory Authority Business Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Citigroup Net capital rule Selling away United States securities law Economy of the United States Financial regulation
726	Microsoft Word[removed]_2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-22 08:50:41 Barclays Net capital rule Financial services Lehman Brothers Broker-dealer Bankruptcy of Lehman Brothers Investment Financial economics Finance
727	Microsoft Word[removed]CORRECTED.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-18 11:03:26 73rd United States Congress Securities Exchange Act Finance Business U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
728	PDF Document Add to Reading List Source URL: www.gao.gov Language: English - Date: 2007-03-15 13:19:01 Federal Reserve System Bank regulation Government Federal Financial Supervisory Authority United States federal banking legislation Late-2000s financial crisis Systemic risk Dodd–Frank Wall Street Reform and Consumer Protection Act Net capital rule Financial regulation Office of Thrift Supervision Financial institution
729	PDF Document Add to Reading List Source URL: www.gao.gov Language: English - Date: 2009-07-28 13:49:00 Economic bubbles Late-2000s financial crisis United States housing bubble Subprime mortgage crisis Net capital rule Leverage Hedge fund Financial crisis Capital requirement Economics Financial economics Finance
730	PDF Document Add to Reading List Source URL: www.gao.gov Language: English - Date: 2007-03-12 09:24:09 Fixed income market Financial system Finance U.S. Securities and Exchange Commission Net capital rule Financial services Financial economics Broker-dealer

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